Advanced Rate Limiting with Apache APISIX: Optimizing API Gateway Performance

by Nicolas FränkelJuly 25th, 2024

Too Long; Didn't Read

To optimize your API gateway's performance, learn how to implement advanced rate limiting with Apache APISIX, including per-consumer and per-group limits.

featured image - Advanced Rate Limiting with Apache APISIX: Optimizing API Gateway Performance

In my talk, “Evolving your APIs,” I mention that an API gateway is a Reverse Proxy "on steroids.” One key difference between the former and the latter is that the API Gateway is not unfriendly to business logic. The poster child is rate-limiting.

Rate-limiting is an age-old Reverse Proxy feature focused on protecting against Distributed Denial of Service (DDoS) attacks. It treats all clients the same and is purely technical. In this day and age, most API providers offer different subscription tiers; the higher the tier, the higher the rate limit, and the more you pay incidentally. It's not technical anymore and requires to differentiate between clients.

In this post, I want to detail how to do it with Apache APISIX. Note I take most of the material from the workshop.

Rate-limiting for the masses

Apache APISIX offers no less than three plugins to rate limit requests:

: limits the number of concurrent requests
: limits the number of requests based on the algorithm
: limits the number of requests based on a fixed time window

The limit-count plugin is a good candidate for this post.

Let's configure the plugin for a route:

routes:
  - uri: /get
    upstream:
      nodes:
        "//httpbin.org:80": 1
    plugins:
      limit-count:                     #1
        count: 1                       #2
        time_window: 60                #2
        rejected_code: 429             #3
#END

Set the limit-count plugin
Limit requests to one every 60 seconds
Override the default HTTP response code, i.e., 503

At this point, we configured regular rate limiting.

curl -v //localhost:9080/get
curl -v //localhost:9080/get

If we execute the second request before a minute has passed, the result is the following:

HTTP/1.1 429 Too Many Requests
Date: Tue, 09 Jul 2024 06:55:07 GMT
Content-Type: text/html; charset=utf-8
Content-Length: 241
Connection: keep-alive
X-RateLimit-Limit: 1                   #1
X-RateLimit-Remaining: 0               #2
X-RateLimit-Reset: 59                  #3
Server: APISIX/3.9.1

<html>
<head><title>429 Too Many Requests</title></head>
<body>
<center><h1>429 Too Many Requests</h1></center>
<hr><center>openresty</center>
<p><em>Powered by <a href="//apisix.apache.org/">APISIX</a>.</em></p></body>
</html>

Configured limit
Remaining quota
Waiting time in seconds before quota replenishment

Per-consumer rate limiting

To configure per-consumer rate limiting, we first need to implement request authentication. APISIX offers many authentication plugins; we shall use the simplest one, . key-auth checks a specific HTTP request header - apikey by default.

Here's how we configure consumers:

consumers:
  - username: johndoe                  #1
    plugins:
      key-auth:
        key: john                      #2
  - username: janedoe                  #1
    plugins:
      key-auth:
        key: jane                      #2

Users
HTTP header request value

curl -H 'apikey: john' localhost:9080/get #1
curl -H 'apikey: jane' localhost:9080/get #2

Authenticate as johndoe
Authenticate as janedoe

In general, you attach plugins to APISIX routes but can also attach them to consumers. We can now move the limit-count plugin.

routes:
  - uri: /get
    upstream:
      nodes:
        "httpbin:80": 1
    plugins:
      key-auth: ~                      #1

consumers:
  - username: johndoe
    plugins:
      key-auth:
        key: john
      limit-count:
        count: 1                       #2
        time_window: 60
        rejected_code: 429
  - username: janedoe
    plugins:
      key-auth:
        key: jane
      limit-count:
        count: 5                       #2
        time_window: 60
        rejected_code: 429
#END

The route is only accessible to requests authenticating with key-auth
johndoe has a lower limit count than janedoe. Did he forget to pay his subscription fees?

curl -H 'apikey: john' localhost:9080/get
curl -H 'apikey: john' localhost:9080/get
curl -H 'apikey: jane' localhost:9080/get
curl -H 'apikey: jane' localhost:9080/get

The second request gets rate-limited.

Per-group rate limiting

We never attach permissions directly to identities in Identity Management systems. It's considered bad practice because when a person moves around the organization, we need to add and remove permissions one by one. The good practice is to attach permissions to groups and set the person in that group. When the person moves, we change their group; the person loses permissions from the old group and gets permissions from the new group. People get their permissions transitively via their groups.

Apache APISIX offers an abstraction called a Consumer Group for this.

Let's create two consumer groups with different rate limit values:

consumer_groups:
  - id: 1
    plugins:
      limit-count:
        count: 1
        time_window: 60
        rejected_code: 429
  - id: 2
    plugins:
      limit-count:
        count: 5
        time_window: 60
        rejected_code: 429

The next step is to attach consumers to these groups:

consumers:
  - username: johndoe
    group_id: 1
    plugins:
      key-auth:
        key: john
  - username: janedoe
    group_id: 2
    plugins:
      key-auth:
        key: jane

curl -H 'apikey: john' localhost:9080/get
curl -H 'apikey: john' localhost:9080/get
curl -H 'apikey: jane' localhost:9080/get
curl -H 'apikey: jane' localhost:9080/get

The second request gets rate-limited.

We have the same results as before with two benefits. The first one is as I wrote above: when consumers move in and out, they change their permissions accordingly.

The second benefit is that the limit count is shared among all consumers of a group. Indeed, when you set a limit, you don't want each consumer to be rate limited at X requests per Y second; you want the group as a whole to share the limit. In this way, if a single consumer is very active, they will naturally cap the rate of other consumers who share the same group.

Of course, you can set a limit on both a consumer and the group it belongs to. In this case, the lowest limit will apply first.

consumers:
  - username: johndoe
    group_id: 2                        #1  
    plugins:
      key-auth:
        key: john
      limit-count:
        count: 1                       #2
        time_window: 60
        rejected_code: 429
  - username: janedoe
    group_id: 2
    plugins:
      key-auth:
        key: jane

Move johndoe to group 2
Limit him individually

curl -H 'apikey: john' localhost:9080/get
curl -H 'apikey: john' localhost:9080/get #1

johndoe hits the limit here, but janedoe now only has four requests left from this minute, as the former used one request

Conclusion

In this post, we implement rate limiting with Apache APISIX. We set the rate limit on a route and moved it to individual consumers. Then we moved it to consumer groups, so all consumers in a group share the same "pool". The complete source code for this post can be found on .

To go further: